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CC

Christopher J. Capra

GREAT POINT CAPITAL LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2691295
CC

Professional summary

Christopher John Capra is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher John Capra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 27, 2018 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
BD
CRD#: 114203
Chicago, IL
Past

July 25, 2017 - September 12, 2018

AUSDAL FINANCIAL PARTNERS, INC.

RIA
CRD#: 7995
Streamwood, IL
Past

July 21, 2017 - September 12, 2018

AUSDAL FINANCIAL PARTNERS, INC.

BD
CRD#: 7995
Streamwood, IL
Past

November 13, 2014 - December 28, 2015

ARETE WEALTH ADVISORS, LLC

RIA
CRD#: 145488
CHICAGO, IL
Past

November 13, 2014 - July 6, 2017

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
Chicago, IL
Past

January 6, 2014 - November 14, 2014

AUSDAL FINANCIAL PARTNERS, INC.

RIA
CRD#: 7995
STREAMWOOD, IL
Past

November 7, 2013 - November 14, 2014

AUSDAL FINANCIAL PARTNERS, INC.

BD
CRD#: 7995
STREAMWOOD, IL
Past

January 17, 2013 - November 12, 2013

ROTH CAPITAL PARTNERS, LLC

RIA
CRD#: 15407
CHICAGO, IL
Past

January 17, 2013 - November 12, 2013

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
CHICAGO, IL
Past

April 25, 2006 - November 19, 2012

ADVANCED EQUITIES, INC.

RIA
CRD#: 35545
CHICAGO, IL
Past

April 25, 2006 - November 19, 2012

ADVANCED EQUITIES, INC.

BD
CRD#: 35545
CHICAGO, IL
Past

August 27, 2004 - May 4, 2006

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
DARIEN, IL
Past

March 12, 2004 - May 4, 2006

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

April 30, 2003 - August 12, 2003

PRESTWICK SECURITIES, INC.

BD
CRD#: 28030
SKOKIE, IL
Past

April 18, 2001 - January 7, 2003

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL
Past

February 13, 1996 - May 1, 2001

MADISON SECURITIES, INC.

BD
CRD#: 32176
CHICAGO, IL
Past

January 29, 1996 - February 8, 1996

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/15/2026)
RR
Florida
(1/15/2026)
RR
Illinois
(9/13/2018)
RR
Nevada
(1/16/2026)
RR
Texas
(1/14/2026)
RR
Utah
(1/15/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/26/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/3/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/26/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GREAT POINT CAPITAL LLC
GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: , 8-53402

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Mailing Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Phone number
(312) 356-4405
Established
Delaware since 08/17/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT POINT CAPITAL LLC

CRD#: 114203Chicago, IL 60606

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