Robert R. Chadwick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert R Chadwick, who also goes by Robert R Chadwick Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - August 30, 2019
LATITUDE ADVISORS, LLC
January 12, 2016 - August 30, 2019
GWN SECURITIES INC.
July 2, 2004 - February 4, 2016
CETERA INVESTMENT ADVISERS LLC
June 30, 2004 - February 4, 2016
CETERA FINANCIAL SPECIALISTS LLC
February 24, 2000 - July 2, 2004
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.
January 15, 1996 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
Primary Firm SEC Registration
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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