Kenneth F. Kielbania
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Frank Kielbania was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1969. Kenneth had worked at 14 firms and has passed the Series 63, Series 5, PC, Series 1, Series 24, Series 8, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2003 - January 7, 2008
KOVACK SECURITIES INC.
February 23, 1999 - August 19, 2003
RYAN BECK & CO.
June 10, 1996 - January 27, 1999
FISERV INVESTOR SERVICES, INC.
September 7, 1995 - November 9, 1995
IFMG SECURITIES, INC.
March 16, 1994 - May 30, 1996
WALL STREET ACCESS
January 3, 1994 - March 23, 1994
JWGENESIS SECURITIES, INC.
October 4, 1993 - January 3, 1994
JW GENESIS CLEARING CORP.
November 28, 1989 - September 8, 1993
MORGAN STANLEY DW INC.
April 11, 1988 - December 8, 1989
LEHMAN BROTHERS INC.
August 31, 1987 - October 11, 1989
ENERGY ASSETS CAPITAL CORPORATION
July 24, 1973 - April 11, 1988
E. F. HUTTON & COMPANY INC
March 24, 1971 - October 10, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
December 1, 1970 - March 2, 1971
DOMIK CORP.
April 1, 1969 - August 16, 1972
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/23/1981
Interest Rate Options ExaminationPC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 3/28/1969
Registered Representative ExaminationSeries 8
Date: 11/15/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Series 12
Date: 3/8/1978
NYSE Branch Manager ExaminationCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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