Joel G. Oldham

J. L. BAINBRIDGE & CO.

SARASOTA, FL 34236

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CRD#: 2690996

Professional summary

Joel Gordon Oldham is a registered financial advisor currently at J. L. BAINBRIDGE & CO., INC. located in Sarasota, Florida.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joel has worked at 3 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Gordon Oldham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2005 - Present

J. L. BAINBRIDGE & CO., INC.

Office #1: 1582 Main Street, Sarasota, FL 34236

RIA

CRD#: 108058

SARASOTA, FL

Past

November 25, 1997 - February 21, 2002

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

January 3, 1996 - March 7, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. L. BAINBRIDGE & CO., INC.

BAINBRIDGE J L & CO INC | J. L. BAINBRIDGE & CO., INC. | J L BAINBRIDGE % COMPANY, INC.

CRD#: 108058 / SEC#: 801-55231

RIA

Registered Investment Advisory firm - (1/1/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/17/2005)

IAR

Texas
(10/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/27/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/2/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/2/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/23/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

J. L. BAINBRIDGE & CO., INC.

BAINBRIDGE J L & CO INC | J. L. BAINBRIDGE & CO., INC. | J L BAINBRIDGE % COMPANY, INC.

CRD#: 108058 / SEC#: 801-55231

RIA

Registered Investment Advisory firm - (1/1/1998 Approved)

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Contact information

Main Address

1582 Main Street, Sarasota, FL 34236

Mailing Address

Phone number

(941) 365-3435

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 B (6/23/2025)

ADV PART 2A (6/23/2025)

Regulatory assets under management

Total Number of Accounts	1,954
AUM (Assets Under Management)	$ 1,201,403,982

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joel G. Oldham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Gordon Oldham's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

J. L. BAINBRIDGE & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2005

Series 63

Date: 2/21/1996

Series 31

Date: 2/27/1996

Series 7

Date: 1/2/1996

Series 10

Date: 7/2/2001

Series 9

Date: 5/23/2001

Current Firm

J. L. BAINBRIDGE & CO., INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. L. BAINBRIDGE & CO., INC.

TRUST BUT VERIFY

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