Laurence C. Rollins
MANHATTAN WEST ASSET MANAGEMENT
Southport, CT
Some features on this profile are disabled
CRD#: 2690945
Professional summary
Laurence Charles Rollins, CFP®, who also goes by Larry Rollins, Laurence Charles Rollins, is a registered financial advisor currently at MANHATTAN WEST ASSET MANAGEMENT, LLC located in Southport, Connecticut.
Laurence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Laurence has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
What are your service offerings?
Tax Planning
Employee and Employer Plan Ben...
Retirement Planning
Retirement Income Management
Estate Planning
Comprehensive Financial Planni...
Investment Planning
Insurance Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Larry Rollins | Laurence Charles Rollins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/8/2021 - Twenty Four Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/04/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 6/8/2021 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/04/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 6/15/2021 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Twenty Four Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 06/04/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4. 6/15/2021 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/04/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Laurence Charles Rollins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
January 19, 2024 - Present
MANHATTAN WEST ASSET MANAGEMENT, LLC
RIA
CRD#: 283630
Southport, CT
Past
June 8, 2021 - November 15, 2023
STRATOS WEALTH PARTNERS, LTD
RIA
CRD#: 153184
Darien, CT
Past
June 8, 2021 - December 20, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
DARIEN, CT
Past
April 16, 2019 - April 8, 2021
WATERMARK SECURITIES, INC.
BD
CRD#: 28683
NEW YORK, NY
Past
November 1, 2018 - April 8, 2021
BRENTON POINT WEALTH ADVISORS LLC
RIA
CRD#: 287603
NEW YORK, NY
Past
July 13, 2018 - August 16, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
June 8, 2004 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
GREENWICH, CT
Past
June 8, 2004 - July 31, 2018
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GREENWICH, CT
Past
July 8, 1997 - May 18, 2004
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
SANTA BARBARA, CA
Past
March 8, 1996 - May 18, 2004
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MANHATTAN WEST ASSET MANAGEMENT, LLC
MANHATTAN WEST ASSET MANAGEMENT, LLC
CRD#: 283630 / SEC#: 801-107862
RIA
Registered Investment Advisory firm - (6/1/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/19/2024)
IAR
Connecticut(1/19/2024)
IAR
New York(1/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/26/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MW
MANHATTAN WEST ASSET MANAGEMENT, LLC
MANHATTAN WEST ASSET MANAGEMENT, LLC
CRD#: 283630 / SEC#: 801-107862
RIA
Registered Investment Advisory firm - (6/1/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 341-4585
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 384 |
| AUM (Assets Under Management) | $ 1,011,698,480 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 12/20/2024 | ||
| 10/27/2023 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MANHATTAN WEST ASSET MANAGEMENT, LLC
CRD#: 283630Southport, CTTRUST BUT VERIFY
Monitor Laurence Rollins
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
