Paul J. Keller
Professional summary
Paul John Keller, who also goes by Paul J Keller, is a registered financial advisor currently at ELK RIDGE FINANCIAL SERVICES located in Omaha, Nebraska.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Paul has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul John Keller's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2023 - Present
ELK RIDGE FINANCIAL SERVICES
November 18, 2005 - August 1, 2022
AXOS CLEARING LLC
January 28, 2004 - October 21, 2005
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 6, 2003 - October 21, 2005
TD AMERITRADE CLEARING, INC.
June 25, 2002 - May 16, 2003
WELLS FARGO INVESTMENTS, LLC
April 9, 2001 - May 16, 2003
WELLS FARGO INVESTMENTS, LLC
March 29, 2000 - January 26, 2001
TD AMERITRADE CLEARING, INC.
August 8, 1996 - January 23, 2001
J.P. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/31/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/7/2012
Limited Representative-Equity Trader ExamCurrent Firm
ELK RIDGE FINANCIAL SERVICES
CRD#: 309131 / SEC#:
Contact information
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