Charles M. Boully
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Moreland Boully, who also goes by Chuck Boully, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1971. Charles had worked at 6 firms and has passed the SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1994 - September 26, 2017
GEORGE K. BAUM & COMPANY
March 8, 1990 - May 31, 1994
GKB, INC.
April 24, 1989 - March 19, 1990
DBLKM INC.
September 2, 1988 - April 4, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
July 5, 1984 - September 27, 1988
LM CONSOLIDATED FINANCIAL CORP.
October 12, 1971 - July 16, 1984
FIRST SECURITIES COMPANY OF KANSAS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/5/1971
Registered Representative ExaminationSeries 00
Date: 6/3/1975
General Securities Principal ExaminationCurrent Firm
GEORGE K. BAUM & COMPANY
CRD#: 36354 / SEC#: , 8-47195
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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