Jared D. Roth

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CRD#: 2690467

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jared Dale Roth was a registered financial professional .

Jared is a previously registered financial professional and started their career in finance in 1996. Jared had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 17, 2022 - September 15, 2022

WELLSPRING ADVISORS, INC.

RIA

CRD#: 147861

Hillsboro, OR

Past

June 4, 1998 - March 19, 1999

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

January 1, 1996 - May 20, 1998

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLSPRING ADVISORS, INC.

CRD#: 147861 / SEC#: 801-120308

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Oregon

Registered Investment Advisory firm - (10/27/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/26/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/26/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WELLSPRING ADVISORS, INC.

CRD#: 147861 / SEC#: 801-120308

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Oregon

Registered Investment Advisory firm - (10/27/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/8/2020 Terminated)

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Contact information

Main Address

4660 Ne Belknap Court Suite 221, Hillsboro, OR 97124

Mailing Address

Phone number

(503) 714-9531

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLSPRING ADVISORS, INC. DBA WELLSTONE WEALTH MANAGEMENT - FORM ADV PART 2A (3/20/2025)

WELLSPRING ADVISORS, INC. DBA SPRINGSOURCE WEALTH ADVISORS - FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	919
AUM (Assets Under Management)	$ 198,176,650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jared D. Roth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLSPRING ADVISORS, INC.

NYLIFE SECURITIES LLC

SIGNATOR FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WELLSPRING ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2021

Series 63

Date: 12/26/1995

Series 6

Date: 12/26/1995

Current Firm

WELLSPRING ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLSPRING ADVISORS, INC.

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