Kevin J. Mcguire

ROCKWAY WEALTH PARTNERS

Urbandale, IA 50323

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CRD#: 2690404

Professional summary

Kevin James Mcguire is a registered financial advisor currently at ROCKWAY WEALTH PARTNERS located in Urbandale, Iowa.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kevin has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

M3 Marketing Inc. 4400 NW Urbandale Dr. Urbandale, IA 50322, not investment related. Commercial Printing, President. Began 1/2018. Devote 80-180 hours per momnth, 2 hours perd ay during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin James Mcguire's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2023 - Present

ROCKWAY WEALTH PARTNERS

Office #1: 15214 Ridgemont Drive, Urbandale, IA 50323

RIA

CRD#: 315419

Urbandale, IA

Past

January 1, 1997 - January 22, 2001

EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.

CRD#: 5308

WEST DES MOINES, IA

Past

July 23, 1996 - February 15, 1999

FBL MARKETING SERVICES, LLC

CRD#: 5309

WEST DES MOINES, IA

Past

January 30, 1996 - March 18, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 30, 1996 - March 18, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/7/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/29/1996

General Securities Representative Examination

Current Firm

ROCKWAY WEALTH PARTNERS

CRD#: 315419 / SEC#:

Iowa

Registered Investment Advisory firm - (6/29/2021 Approved)

Missouri

Registered Investment Advisory firm - (11/10/2021 Approved)

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Contact information

Main Address

15214 Ridgemont Drive, Urbandale, IA 50323

Mailing Address

Phone number

(515) 414-7373

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 25,127,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin J. Mcguire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin James Mcguire's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKWAY WEALTH PARTNERS

EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.

FBL MARKETING SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/2023

Series 63

Date: 2/7/1996

Series 7

Date: 1/29/1996

Current Firm

ROCKWAY WEALTH PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROCKWAY WEALTH PARTNERS

TRUST BUT VERIFY

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