William S. Pearce

BRINKER CAPITAL SECURITIES

Berwyn, PA 19312

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CRD#: 2690383

Professional summary

William Stephen Pearce, who also goes by Bill Pearce, William Pearce, is a registered financial professional currently at BRINKER CAPITAL SECURITIES, LLC located in Berwyn, Pennsylvania.

William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Pearce | William Pearce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Stephen Pearce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2022 - Present

BRINKER CAPITAL SECURITIES, LLC

Office #1: 1055 Westlakes Drive Suite 250, Berwyn, PA 19312

CRD#: 38123

Berwyn, PA

Past

May 29, 2020 - August 5, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWOOD VILLAGE, CO

Past

June 21, 2004 - November 3, 2006

TIAA-CREF TRUST COMPANY, FSB

RIA

CRD#: 108579

ST. LOUIS, MO

Past

June 21, 2004 - January 7, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

DENVER, CO

Past

April 1, 2003 - June 14, 2004

COLUMBIA MANAGEMENT ADVISORS, INC.

RIA

CRD#: 105842

AURORA, IL

Past

December 27, 1999 - April 1, 2003

STEIN ROE & FARNHAM INCORPORATED

RIA

CRD#: 105847

AURORA, CO

Past

December 7, 1995 - June 2, 2004

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nebraska
(2/17/2022)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/6/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BRINKER CAPITAL SECURITIES, LLC

BRINKER CAPITAL SECURITIES, INC. | BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123 / SEC#: , 8-48110

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1055 Westlakes Drive Suite 250, Berwyn, PA 19312

Mailing Address

1055 Westlakes Drive Suite 250, Berwyn, PA 19312

Phone number

(800) 333-4573

Established

Delaware since 09/23/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BRINKER CAPITAL HOLDINGS, LLC.	HOLDING COMPANY
AUDRAIN, MARK ANDREW	PRESIDENT/CEO, CCO, AND PRINCIPAL OPERATIONS OFFICER	7046010
PETERS, REID THOMAS	PRINCIPAL FINANCIAL OFFICER & FINOP	5008608

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William S. Pearce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Stephen Pearce's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

TIAA-CREF TRUST COMPANY, FSB

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

COLUMBIA MANAGEMENT ADVISORS, INC.

STEIN ROE & FARNHAM INCORPORATED

BOFA DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1999

Series 63

Date: 12/8/1995

SIE

Date: 10/1/2018

Series 7

Date: 7/31/2001

Series 6

Date: 12/6/1995

FINRA

Current Firm

BRINKER CAPITAL SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BRINKER CAPITAL SECURITIES, LLC

TRUST BUT VERIFY

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