Willis G. Ryckman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willis Garson Ryckman, who also goes by Bill Ryckman, Willis Garson Ryckman, was a registered financial professional .
Willis is a previously registered financial professional and started their career in finance in 1999. Willis had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2002 - September 26, 2012
THE BANK STREET GROUP L.L.C.
March 25, 1999 - July 6, 2001
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BANK STREET GROUP L.L.C.
CRD#: 116269 / SEC#: , 8-53542
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANK STREET HOLDINGS LLC | HOLDING COMPANY OF MEMBERSHIP INTERESTS | |
| BECKETT, JON PETER | MANAGING DIRECTOR | 1888149 |
| BURNAT, ROBERT MARK | FINANCIAL & OPERATIONS PRINCIPAL | 1262266 |
| HENRY, JAMES HOWLAND | SENIOR MANAGING DIRECTOR/CFO | 2449629 |
| LUKAJ, RICHARD STEELE | SENIOR MANAGING DIRECTOR/CEO/CCO/AMLCO | 2555602 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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