AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
Raymond Edward Janish

Raymond E. Janish

HARBORFRONT FINANCIAL GROUP
LUDINGTON, MI 49431
Some features on this profile are disabled
CRD#: 2690186
Raymond Edward Janish

Professional summary


Raymond Edward Janish, CFP® is a registered financial advisor currently at HARBORFRONT FINANCIAL GROUP located in Ludington, Michigan and LPL FINANCIAL LLC located in Ludington, Michigan.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Raymond has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer


What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Raymond Edward Janish's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2023

Experience


Current

October 2, 2024 - Present

HARBORFRONT FINANCIAL GROUP

Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431
RIA
CRD#: 331763
LUDINGTON, MI
Current

February 17, 2004 - Present

LPL FINANCIAL LLC

Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431-2129Office #2: 1 Royal Park Dr #5, Zeeland, MI 49464Office #3: 1848 Baldwin Street, Unit 6b, Jenison, MI 49428Office #4: 549 Seminole, Suite # 100, Muskegon, MI 49444
RIA
BD
CRD#: 6413
Ludington, MI
Past

June 24, 2010 - February 13, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
ZEELAND, MI
Past

January 12, 1996 - February 18, 2004

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HARBORFRONT FINANCIAL GROUP
CUSTER FINANCIAL ADVISORS | HARBORFRONT FINANCIAL LLC | HARBORFRONT FINANCIAL GROUP

CRD#: 331763 / SEC#: 801-131145

RIA
Registered Investment Advisory firm - (9/19/2024 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(11/15/2021)
RR
Arizona
(1/6/2012)
RR
California
(7/25/2017)
RR
Colorado
(1/8/2009)
RR
Florida
(2/17/2004)
RR
Illinois
(1/5/2011)
RR
Indiana
(12/24/2008)
RR
Maryland
(2/25/2026)
RR
Michigan
(2/17/2004)
IAR
Michigan
(10/2/2024)
RR
Minnesota
(4/6/2023)
RR
New Jersey
(11/13/2012)
RR
North Carolina
(4/7/2025)
RR
Oregon
(10/17/2018)
RR
South Carolina
(5/4/2006)
RR
Tennessee
(9/24/2020)
RR
Texas
(10/6/2004)
IAR
Texas
(10/2/2024)
RR
Utah
(5/21/2020)
RR
Vermont
(8/23/2023)
RR
Virginia
(1/15/2010)
RR
Wisconsin
(3/23/2020)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/26/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HF
HARBORFRONT FINANCIAL GROUP
CUSTER FINANCIAL ADVISORS | HARBORFRONT FINANCIAL LLC | HARBORFRONT FINANCIAL GROUP

CRD#: 331763 / SEC#: 801-131145

RIA
Registered Investment Advisory firm - (9/19/2024 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
401 W Ludington Ave Ste 103, Ludington, MI 49431
Mailing Address
Phone number
(231) 843-1516
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/6/2025)

Regulatory assets under management


Total Number of Accounts540
AUM (Assets Under Management)$ 104,200,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HARBORFRONT FINANCIAL GROUP

CRD#: 331763Ludington, MI 49431

TRUST BUT VERIFY

Monitor Raymond Janish

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information


(xxx) xxx-xxxx
xxxxx@xxxx.xxx

Similar Advisors


Samantha M Flomenberg
Samantha FlomenbergAdvisorCheck Check Mark
YARDLEY WEALTH MANAGEMENT LLC
PR
YARDLEY, PA
Adam Joseph Zibly
Adam ZiblyAdvisorCheck Check Mark
FINALIS SECURITIES LLC
RR
New York, NY
John James Cooke
John CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.