Raymond E. Janish
Professional summary
Raymond Edward Janish, CFP® is a registered financial advisor currently at HARBORFRONT FINANCIAL GROUP located in Ludington, Michigan and LPL FINANCIAL LLC located in Ludington, Michigan.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Raymond has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Edward Janish's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2023
Experience
October 2, 2024 - Present
HARBORFRONT FINANCIAL GROUP
Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431February 17, 2004 - Present
LPL FINANCIAL LLC
Office #1: 401 W Ludington Ave Ste 103, Ludington, MI 49431-2129Office #2: 1 Royal Park Dr #5, Zeeland, MI 49464Office #3: 1848 Baldwin Street, Unit 6b, Jenison, MI 49428Office #4: 549 Seminole, Suite # 100, Muskegon, MI 49444June 24, 2010 - February 13, 2025
LPL FINANCIAL LLC
January 12, 1996 - February 18, 2004
EDWARD JONES
Primary Firm SEC Registration
HARBORFRONT FINANCIAL GROUP
CRD#: 331763 / SEC#: 801-131145
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2021)
(1/6/2012)
(7/25/2017)
(1/8/2009)
(2/17/2004)
(1/5/2011)
(12/24/2008)
(2/25/2026)
(2/17/2004)
(10/2/2024)
(4/6/2023)
(11/13/2012)
(4/7/2025)
(10/17/2018)
(5/4/2006)
(9/24/2020)
(10/6/2004)
(10/2/2024)
(5/21/2020)
(8/23/2023)
(1/15/2010)
(3/23/2020)
Exams
FINRA
Current Firm
HARBORFRONT FINANCIAL GROUP
CRD#: 331763 / SEC#: 801-131145
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 540 |
| AUM (Assets Under Management) | $ 104,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HARBORFRONT FINANCIAL GROUP
CRD#: 331763Ludington, MI 49431TRUST BUT VERIFY
Monitor Raymond Janish
Get automatic monthly alerts on: