Amy S. Thacher
Professional summary
Amy Stoepler Thacher, CFP®, who also goes by Amy L Stoepler, Amy Louise Stoepler, is a registered financial advisor currently at BLUME CAPITAL MANAGEMENT, INC. located in Berkeley, California.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Amy has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy Stoepler Thacher's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2017 - Present
BLUME CAPITAL MANAGEMENT, INC.
Office #1: 1708 Shattuck Ave., Berkeley, CA 94709July 29, 1996 - March 11, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BLUME CAPITAL MANAGEMENT, INC.
CRD#: 111768 / SEC#: 801-55922
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/19/2017)
(3/24/2021)
(12/9/2021)
Exams
Current Firm
BLUME CAPITAL MANAGEMENT, INC.
CRD#: 111768 / SEC#: 801-55922
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 871 |
| AUM (Assets Under Management) | $ 696,128,093 |
Red Flags
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Company Information
BLUME CAPITAL MANAGEMENT, INC.
CRD#: 111768Berkeley, CA 94709TRUST BUT VERIFY
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