Aaron S. Coates

RELEVANT FINANCIAL ADVISORS LLC

ELKHART, IN 46516

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CRD#: 2690089

Professional summary

Aaron Scott Coates, CFP®, who also goes by Aaron S Coates, is a registered financial advisor currently at RELEVANT FINANCIAL ADVISORS LLC located in Elkhart, Indiana.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Aaron has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron S Coates

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Scott Coates's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

January 14, 2022 - Present

RELEVANT FINANCIAL ADVISORS LLC

Office #1: 216 West High Street, Elkhart, IN 46516

RIA

CRD#: 174465

ELKHART, IN

Past

January 16, 2015 - December 31, 2021

RELEVANT FINANCIAL ADVISORS LLC

RIA

CRD#: 174465

ELKHART, IN

Past

December 7, 2009 - December 16, 2016

VALEO FINANCIAL ADVISORS, LLC

RIA

CRD#: 127132

CARMEL, IN

Past

March 31, 2008 - October 2, 2009

RELEVANT FINANCIAL PLANNING LLC

RIA

CRD#: 146717

GOSHEN, IN

Past

October 13, 2006 - February 17, 2010

COMPASS WEALTH ADVISORS, LLC

RIA

CRD#: 117129

ELKHART, IN

Past

September 13, 1996 - February 19, 2008

MUTUAL SERVICE CORPORATION

CRD#: 4806

ELKHART, IN

Past

January 12, 1996 - June 17, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/11/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/2002

General Securities Principal Examination

Current Firm

RELEVANT FINANCIAL ADVISORS LLC

CRD#: 174465 / SEC#:

Indiana

Registered Investment Advisory firm - (1/14/2022 Approved)

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Contact information

Main Address

216 West High Street, Elkhart, IN 46516

Mailing Address

Phone number

(574) 206-4454

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 34,505,301

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron S. Coates

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Scott Coates's CRS (Customer Relationship Summary).

Certified licenses

Experience

RELEVANT FINANCIAL ADVISORS LLC

VALEO FINANCIAL ADVISORS, LLC

RELEVANT FINANCIAL PLANNING LLC

COMPASS WEALTH ADVISORS, LLC

MUTUAL SERVICE CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 2/29/1996

Series 63

Date: 2/20/1996

Series 7

Date: 1/11/1996

Series 24

Date: 3/7/2002

Current Firm

RELEVANT FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RELEVANT FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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