Donna E. Morehead
Professional summary
Donna Elaine Morehead was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donna is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Donna had worked at 3 firms, which includes MUTUAL SECURITIES INC., FASCO INTERNATIONAL INC., FIRST ASSOCIATED SECURITIES GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2000 - September 24, 2008
MUTUAL SECURITIES, INC.
September 3, 1997 - July 10, 2001
FASCO INTERNATIONAL, INC.
December 20, 1995 - January 6, 1997
FIRST ASSOCIATED SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
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