Michael C. Alessi
Professional summary
Michael Charles Alessi is a registered financial professional currently at SC&H CAPITAL CORPORATION located in Columbia, Maryland.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 79, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Charles Alessi's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2017 - Present
SC&H CAPITAL CORPORATION
Office #1: 11000 Broken Land Parkway 5th Floor, Columbia, MD 21044November 11, 2011 - March 9, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 25, 2004 - September 6, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 2003 - September 6, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 1997 - December 6, 2001
FERRIS, BAKER WATTS, LLC
September 1, 1997 - January 22, 1998
DB ALEX. BROWN LLC
February 11, 1997 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
May 20, 1996 - July 29, 1996
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2017)
Exams
Series 55
Date: 4/8/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
SC&H CAPITAL CORPORATION
CRD#: 148291 / SEC#: , 8-68003
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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