CA
Charles D. Aguillard
LIFEMARK SECURITIES
Eunice, LA 70535
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CRD#: 2689932
CA
Professional summary
Charles Drake Aguillard, ChFC®, who also goes by Charles Aguillard, Drake Aguillard, Charles D Aquillard, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Eunice, Louisiana.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Charles has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Aguillard | Drake Aguillard | Charles D Aquillard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED,1241 EAST LAUREL, EUNICE, LA 70535, SALES AND SERVICE OF LIFE & HEALTH INSURANCE, MEDICARE SUPPLEMENTS, AUTO AND HOME INSURANCE, INDEPENDENT AGENT,BEGAN OCTOBER 2010, 2% DEVOTED, SALES & SERVICE, LOCATED AT AGUILLARD AGENCY
CRS (Client Relationship Summary) - RIA
Click below to view Charles Drake Aguillard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles Drake Aguillard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 12, 2016 - Present
LIFEMARK SECURITIES CORP.
Office #1: 1241 East Laurel Avenue, Eunice, LA 70535RIA
BD
CRD#: 16204
Eunice, LA
Current
June 14, 2012 - Present
LIFEMARK SECURITIES CORP.
Office #1: 1241 East Laurel Avenue, Eunice, LA 70535RIA
BD
CRD#: 16204
Eunice, LA
Past
December 10, 2009 - April 2, 2012
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
EUNICE, LA
Past
July 10, 2003 - October 2, 2009
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
BATON ROUGE, LA
Past
May 4, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
May 4, 2000 - October 2, 2009
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
BATON ROUGE, LA
Past
January 22, 1998 - May 1, 2000
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(6/14/2012)
IAR
Louisiana(7/12/2016)
RR
New York(7/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204Eunice, LA 70535TRUST BUT VERIFY
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