Luis F. Camacho Riera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis Francisco Camacho Riera, who also goes by Luis Francisco Camacho, was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 1996. Luis had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2009 - February 28, 2012
SANFORD C. BERNSTEIN & CO., LLC
January 3, 2007 - September 15, 2009
G-TRADE SERVICES LLC
October 17, 2006 - December 31, 2006
PERSHING LLC
May 16, 2006 - September 14, 2006
J.P. MORGAN SECURITIES INC.
April 4, 2005 - April 13, 2006
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
April 26, 2004 - March 21, 2005
SG AMERICAS SECURITIES, LLC
May 8, 2003 - April 26, 2004
COWEN AND COMPANY
February 4, 2002 - October 30, 2002
BNY CLEARING SERVICES LLC
March 22, 2001 - February 5, 2002
CREDIT AGRICOLE SECURITIES (USA) INC.
October 3, 1997 - July 7, 2000
CREDIT AGRICOLE SECURITIES (USA) INC.
May 1, 1996 - September 25, 1997
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
SANFORD C. BERNSTEIN & CO., LLC
CRD#: 104474 / SEC#: 801-57937, 8-52942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANFORD C. BERNSTEIN & CO., LLC
CRD#: 104474 / SEC#: 801-57937, 8-52942
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANCE CAPITAL MANAGEMENT LLC | SOLE LLC MEMBER | |
| EISENBERG, STEVEN MICHAEL | HEAD OF BUSINESS DEVELOPMENT | 2963027 |
| KRUEGER, GARY MICHAEL | CHIEF FINANCIAL OFFICER AND DIRECTOR | 2840211 |
| MEYERS, RICHARD EDWARD | CHIEF EXECUTIVE OFFICER | 4453533 |
| PURCELL, KEITH ANDREW | PRINCIPAL OPERATIONS OFFICER | 4228391 |
| WRIGHT, DANIEL EUGENE | CHIEF COMPLIANCE OFFICER | 2204732 |
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 1,648,000,000 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
