John R. Brindley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Randolph Brindley, who also goes by John R Brindley, John Brindley, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 7 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2010 - October 3, 2016
SCF SECURITIES, INC.
February 25, 2008 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
January 6, 2006 - October 8, 2007
FORTUNE FINANCIAL SERVICES, INC.
November 28, 2001 - December 31, 2005
INVESTORS CAPITAL CORP.
July 23, 1999 - October 25, 2001
SUNAMERICA SECURITIES, INC.
September 8, 1997 - February 19, 1999
WADDELL & REED
February 14, 1996 - September 9, 1997
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
