JP
Joseph F. Persichetti
CITIZENS SECURITIES
Brooklyn, NY 11228
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CRD#: 2689887
JP
Professional summary
Joseph Frank Persichetti, who also goes by Joseph F Persichetti, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Brooklyn, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Joseph has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph F Persichetti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Frank Persichetti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Frank Persichetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 7414 13th Ave Ms: Ny397, Brooklyn, NY 11228Office #2: 1421 Avenue M Ms: Ny389, Brooklyn, NY 11230Office #3: 2580 Hylan Blvd Ny471, Staten Island, NY 10306Office #4: 1556 Hylan Blvd Ms: Ny461, Staten Island, NY 10305Office #5: 271 Page Avenue Ms: Ny479, Staten Island, NY 10307Office #6: 2200 Richmond Ave Ny393, Staten Island, NY 10314Office #7: 1200 Forest Ave Ny478, Staten Island, NY 10310RIA
BD
CRD#: 39550
Brooklyn, NY
Current
August 17, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 7414 13th Ave Ms: Ny397, Brooklyn, NY 11228Office #2: 1421 Avenue M Ms: Ny389, Brooklyn, NY 11230Office #3: 2580 Hylan Blvd Ny471, Staten Island, NY 10306Office #4: 1556 Hylan Blvd Ms: Ny461, Staten Island, NY 10305Office #5: 271 Page Avenue Ms: Ny479, Staten Island, NY 10307Office #6: 2200 Richmond Ave Ny393, Staten Island, NY 10314Office #7: 1200 Forest Ave Ny478, Staten Island, NY 10310RIA
BD
CRD#: 39550
Brooklyn, NY
Past
July 15, 2020 - August 17, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BROOKLYN, NY
Past
July 13, 2020 - August 17, 2022
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
BROOKLYN, NY
Past
February 1, 2013 - July 10, 2020
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
BROOKLYN, NY
Past
February 1, 2013 - July 10, 2020
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
BROOKLYN, NY
Past
December 2, 2011 - January 28, 2013
CAPITAL ONE FINANCIAL ADVISORS LLC
RIA
CRD#: 127236
MELVILLE, NY
Past
December 2, 2011 - January 28, 2013
CAPITAL ONE INVESTMENT SERVICES LLC
BD
CRD#: 25658
BROOKLYN, NY
Past
January 2, 2007 - November 29, 2011
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
BROOKLYN, NY
Past
February 15, 2005 - November 29, 2011
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
BROOKLYN, NY
Past
December 19, 1995 - February 11, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 19, 1995 - February 11, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/17/2022)
IAR
Connecticut(8/18/2022)
RR
Delaware(8/17/2022)
IAR
Delaware(8/22/2022)
RR
Florida(8/17/2022)
IAR
Florida(8/18/2022)
RR
Massachusetts(8/17/2022)
RR
Michigan(10/11/2024)
IAR
Michigan(10/15/2024)
RR
New Jersey(8/17/2022)
IAR
New Jersey(8/17/2022)
RR
New York(8/17/2022)
IAR
New York(8/17/2022)
RR
North Carolina(8/17/2022)
IAR
North Carolina(8/18/2022)
RR
Ohio(8/17/2022)
IAR
Ohio(8/18/2022)
RR
Pennsylvania(8/17/2022)
IAR
Pennsylvania(8/18/2022)
RR
Virginia(9/26/2023)
IAR
Virginia(9/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
