Nicholas Kicidis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Kicidis was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1965. Nicholas had worked at 13 firms and has passed the Series 63, SIE, Series 18 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2010 - December 31, 2014
MOLONEY SECURITIES CO., INC.
January 21, 2000 - December 31, 2009
WASSERMAN & ASSOCIATES, INC.
January 16, 1995 - December 31, 1999
THOS. K. WASSERMAN & ASSOCIATES, INC.
July 20, 1987 - December 31, 1994
THE INVESTMENT CENTER, INC.
March 14, 1985 - June 25, 1987
MCCARLEY AND ASSOCIATES, INC.
June 13, 1984 - February 1, 1985
PARAGON SECURITIES, INC.
April 28, 1980 - May 2, 1984
JOHNSON, LANE, SPACE, SMITH & CO., INC.
November 26, 1979 - May 25, 1980
LEHMAN BROTHERS INC.
October 23, 1978 - November 26, 1979
LOEB PARTNERS
August 18, 1977 - December 31, 1977
FROST, JOHNSON, READ & SMITH, INC.
June 23, 1976 - August 18, 1977
FROST, JOHNSON, READ & SMITH, INCORPORATED
March 26, 1973 - August 2, 1973
MCCARLEY & COMPANY, INC.
February 18, 1965 - April 29, 1973
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 18
Date: 6/14/1976
Securities Industry Rules and Regulations ExaminationCurrent Firm
MOLONEY SECURITIES CO., INC.
CRD#: 38535 / SEC#: 801-64722, 8-48326
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIAR GREEN HOLDINGS, INC. | OWNER | |
| CORRIGAN, BRIAN PATRICK | INVESTOR/DIRECTOR | 4258969 |
| HANCOCK, DONALD RALPH | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN | 828811 |
| HOLOWATUK, WILLIAM JAMES | DIRECTOR OF COMPLIANCE | 6107023 |
| HUME, SCOTT ALLEN | INVESTOR/DIRECTOR | 2894512 |
| MEDLEY, JOSEPH RONALD JR | INVESTOR/DIRECTOR | 2619119 |
| MOLONEY, EDWARD JOHN JR | PRESIDENT, OFFICER/DIRECTOR | 3188341 |
| ROSEMAN, JEFFREY PATRICK | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL & VP | 6296481 |
| STEEL, GEORGE DONALD | INVESTOR/DIRECTOR | 716992 |
| WIESER, RYAN MATHEW | VICE PRESIDENT, DIRECTOR OF OPERATIONS, CHIEF OPERATING OFFICER/DIRECTOR | 4940639 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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