GM
Gamaliel Michaud
VALIC FINANCIAL ADVISORS
BERKELEY HEIGHTS, NJ 07922
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CRD#: 2689719
GM
Professional summary
Gamaliel Michaud is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Berkeley Heights, New Jersey.
Gamaliel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gamaliel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NATIONAL ASSOCIATION OF MINORITY FINANCIAL ADVISORS/ASSOCIATES POSITION: Managing Director NATURE: Networking, conferences for Minority Financial Advisors of various ethnicities and gender and sexual orientation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/20/2021 ADDRESS: 300 New Jersey Ave NW, Washington DC 20001, United States DESCRIPTION: As a managing director, I will be meeting with the other officers of the company to com up with different ways to advance the company, and also to held conferences where minority advisors can socialize and network. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Gamaliel Michaud's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gamaliel Michaud's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 22, 2010 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922RIA
BD
CRD#: 42803
BERKELEY HEIGHTS, NJ
Current
July 13, 2010 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922RIA
BD
CRD#: 42803
BERKELEY HEIGHTS, NJ
Past
April 2, 2009 - July 12, 2010
PETERSEN INVESTMENTS, INC.
RIA
CRD#: 38537
MIAMI, FL
Past
March 10, 2009 - July 12, 2010
PETERSEN INVESTMENTS, INC.
BD
CRD#: 38537
MIAMI, FL
Past
April 13, 2005 - January 21, 2009
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
NEW YORK, NY
Past
April 13, 2005 - January 21, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEW YORK, NY
Past
October 20, 2004 - April 12, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
NEW YORK, NY
Past
October 20, 2004 - April 12, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
August 29, 2002 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
NEW YORK, NY
Past
April 25, 2002 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
March 10, 1999 - April 26, 2002
NATIONAL CLEARING CORP.
BD
CRD#: 14343
SHERMAN OAKS, CA
Past
September 8, 1998 - March 24, 1999
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
September 5, 1997 - July 31, 1998
NATIONAL CLEARING CORP.
BD
CRD#: 14343
SHERMAN OAKS, CA
Past
July 11, 1997 - September 8, 1997
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
April 21, 1997 - May 29, 1997
GKN SECURITIES CORP.
BD
CRD#: 19415
Past
April 1, 1996 - May 29, 1997
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Past
January 1, 1996 - March 7, 1996
MATRIX SECURITIES CORPORATION
BD
CRD#: 30991
GARDEN CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/1/2016)
IAR
Arizona(11/1/2016)
RR
California(8/31/2010)
IAR
California(8/31/2010)
RR
Connecticut(7/23/2013)
IAR
Connecticut(7/30/2013)
RR
Delaware(5/8/2013)
IAR
Delaware(5/8/2013)
RR
Florida(7/15/2010)
IAR
Florida(7/22/2010)
RR
Illinois(10/27/2017)
IAR
Illinois(10/27/2017)
RR
Louisiana(9/21/2017)
IAR
Louisiana(9/21/2017)
RR
Maryland(5/17/2022)
IAR
Maryland(5/17/2022)
RR
Minnesota(7/14/2015)
IAR
Minnesota(7/14/2015)
RR
Nevada(5/12/2023)
IAR
Nevada(5/12/2023)
RR
New Jersey(8/20/2012)
IAR
New Jersey(8/20/2012)
RR
New York(8/27/2010)
IAR
New York(8/16/2021)
IAR
North Carolina(3/2/2017)
RR
North Carolina(3/3/2017)
RR
Pennsylvania(5/16/2013)
IAR
Pennsylvania(5/16/2013)
RR
South Carolina(11/29/2021)
IAR
South Carolina(11/29/2021)
RR
Texas(6/27/2013)
IAR
Texas(8/10/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/2/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
