Karen A. Walsh

STRATEGIC BLUEPRINT

Wilmington, NC 28403

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CRD#: 2689717

Professional summary

Karen Ann Walsh, who also goes by Karen Ann Miller, is a registered financial advisor currently at STRATEGIC BLUEPRINT, LLC located in Wilmington, North Carolina and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Wilmington , North Carolina.

Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Karen has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Ann Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Haines Financial, LLC Start Date: 07/01/2007 398 Carl Street, Unit 101 Number of Hours: 180, 180 during securities Hours Duties: Client Service, Administrative Wilmington, NC 28403 2) 398 CARL, LLC 08/01/2015 POSITION: Member NATURE: Real Estate Owner; Member of LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2015 ADDRESS: 398 Carl St, Unit 101, Wilmington NC 28403, United States DESCRIPTION: Administrative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Ann Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2025 - Present

STRATEGIC BLUEPRINT, LLC

Office #1: 398 Carl Street, Unit 101, Wilmington, NC 28403

RIA

CRD#: 284840

Wilmington, NC

Current

February 12, 2025 - Present

THE STRATEGIC FINANCIAL ALLIANCE, INC.

Office #1: 398 Carl Street Unit 101, Wilmington , NC 28403

RIA

CRD#: 126514

Wilmington , NC

Past

August 23, 2024 - February 12, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Wilmington, NC

Past

November 17, 2014 - February 12, 2025

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Wilmington, NC

Past

November 17, 2014 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Wilmington, NC

Past

August 3, 2009 - November 17, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

WILMINGTON, NC

Past

July 29, 2009 - November 17, 2014

LPL FINANCIAL LLC

CRD#: 6413

WILMINGTON, NC

Past

June 12, 2008 - April 2, 2009

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WILMINGTON, NC

Past

July 31, 2007 - May 7, 2008

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

FORT LEE, NJ

Past

July 31, 2007 - May 7, 2008

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

FORT LEE, NJ

Past

May 21, 2004 - July 31, 2007

RYAN BECK & CO.

RIA

CRD#: 3248

FORT LEE, NJ

Past

May 4, 2004 - July 31, 2007

RYAN BECK & CO.

CRD#: 3248

FORT LEE, NJ

Past

April 21, 2004 - April 22, 2004

HENNION & WALSH, INC.

CRD#: 25766

PARSIPPANY, NJ

Past

July 1, 2003 - April 19, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 18, 1997 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC BLUEPRINT, LLC

CRD#: 284840 / SEC#: 801-108531

RIA

Registered Investment Advisory firm - (10/28/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

North Carolina
(2/12/2025)

North Carolina
(2/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STRATEGIC BLUEPRINT, LLC

CRD#: 284840 / SEC#: 801-108531

RIA

Registered Investment Advisory firm - (10/28/2016 Approved)

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Contact information

Main Address

2200 Century Parkway Suite 500, Atlanta, GA 30345

Mailing Address

Phone number

(678) 954-4130

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STATEGIC BLUEPRINT DISCLOSURE BROCHURE (5/21/2025)

FAMILY OFFICES SERVICES (3/28/2025)

STRATEGIC BLUEPRINT ADVISOR DIRECTED ACCOUNT PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	9,067
AUM (Assets Under Management)	$ 2,671,662,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen A. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Ann Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE STRATEGIC FINANCIAL ALLIANCE, INC.

OSAIC WEALTH, INC.

OSAIC ADVISORY SERVICES, LLC

TRIAD ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RYAN BECK & CO.

RYAN BECK & CO.

HENNION & WALSH, INC.

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

STRATEGIC BLUEPRINT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/2001

Series 63

Date: 9/18/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/16/1997

Series 24

Date: 9/10/2013

FINRA

Current Firm

STRATEGIC BLUEPRINT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC BLUEPRINT, LLC

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