JW
Jason Whiteman
PNC WEALTH MANAGEMENT LLC
Woodridge, VA 22192
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CRD#: 2689697
JW
Professional summary
Jason Whiteman, who also goes by Jason Rodney Whiteman, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Woodridge, Virginia.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Rodney Whiteman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
03/01/2014 / Author/Speaker / Jason Whiteman / Non-Investment related / Zero hours during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Jason Whiteman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Whiteman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 12650 Apollo Drive, Woodridge, VA 22192Office #2: 14910 Diamond View Way, Woodbridge,, VA 22191Office #3: 2864 Jefferson Davis Highway, Stafford, VA 22554RIA
BD
CRD#: 129052
Woodridge, VA
Current
January 17, 2024 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 12650 Apollo Drive, Woodridge, VA 22192Office #2: 14910 Diamond View Way, Woodbridge,, VA 22191Office #3: 2864 Jefferson Davis Highway, Stafford, VA 22554RIA
BD
CRD#: 129052
Woodridge, VA
Past
March 26, 2021 - September 29, 2023
UNITED BROKERAGE SERVICES, INC
RIA
CRD#: 39062
Fredericksburg, VA
Past
March 26, 2021 - September 29, 2023
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
Fredericksburg, VA
Past
August 6, 2014 - March 28, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHANTILLY, VA
Past
July 28, 2014 - March 28, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHANTILLY, VA
Past
April 3, 2006 - May 2, 2012
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
FREDERICKSBURG, VA
Past
May 7, 2002 - August 9, 2005
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
January 28, 1999 - February 2, 2001
BROWNCO, LLC
BD
CRD#: 1326
BOSTON, MA
Past
November 5, 1998 - December 15, 1998
J. P. GIBBONS & CO., INC.
BD
CRD#: 38850
NEW YORK, NY
Past
June 5, 1997 - October 27, 1998
DALTON KENT SECURITIES GROUP, INC.
BD
CRD#: 38813
NEW YORK, NY
Past
October 21, 1996 - June 3, 1997
DUKE & CO., INC.
BD
CRD#: 8035
NEW YORK, NY
Past
March 26, 1996 - September 26, 1996
FAIRCHILD FINANCIAL GROUP, INC.
BD
CRD#: 21404
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(4/2/2024)
RR
Maryland(4/2/2024)
IAR
Virginia(1/17/2024)
RR
Virginia(1/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722
Mailing Address
1900 E. 9th Street 17th Floor, Cleveland, OH 44114
Phone number
(800) 762-6111
Established
Delaware since 09/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,585
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PNC WEALTH MANAGEMENT LLC
CRD#: 129052Woodridge, VA 22192TRUST BUT VERIFY
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