Lyman Missimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lyman Missimer III, who also goes by Lyman Missimer, was a registered financial professional .
Lyman is a previously registered financial professional and started their career in finance in 2006. Lyman had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2007 - December 7, 2007
FUND MANAGEMENT COMPANY
July 30, 2007 - June 9, 2017
INVESCO DISTRIBUTORS, INC.
October 18, 2006 - August 1, 2007
FUND MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FUND MANAGEMENT COMPANY
CRD#: 25585 / SEC#: , 8-41848
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| A I M ADVISORS, INC. | DIRECT OWNER | |
| BRAY, PATRICK RICHARD | SENIOR VICE PRESIDENT | 1203154 |
| HARTLEY, DAVID ALEXANDER | CHIEF FINANCIAL OFFICER AND TREASURER | 2220099 |
| HOPPE, WILLIAM EDWIN JR | SENIOR VICE PRESIDENT | 1414325 |
| KELLEY, KAREN DUNN | DIRECTOR & PRESIDENT | 1084249 |
| MISSIMER, LYMAN III | SENIOR VICE PRESIDENT | 2689635 |
| REJSEK, LANCE ALLEN | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2262873 |
| SPILLANE, TODD LAWRENCE | VICE PRESIDENT | 1884586 |
| STARLING-KLATT, REBECCA ALLISON | CHIEF COMPLIANCE OFFICER | 2385771 |
| ZERR, JOHN MARK | DIRECTOR | 2792416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
