Jeremy M. Gulledge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Michael Gulledge was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 1997. Jeremy had worked at 9 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 31, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - September 12, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 12, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
March 30, 2015 - August 16, 2018
FIDELITY BROKERAGE SERVICES LLC
January 9, 2009 - February 17, 2009
PRINCIPAL SECURITIES, INC.
November 13, 2008 - February 17, 2009
PRINCIPAL SECURITIES, INC.
July 27, 2007 - September 3, 2008
MORGAN STANLEY & CO. LLC
July 26, 2007 - September 3, 2008
MORGAN STANLEY & CO. LLC
July 23, 2003 - June 28, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 2002 - June 28, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 3, 2001 - April 23, 2002
MORGAN STANLEY DW INC.
February 24, 1997 - August 7, 2001
IDS LIFE INSURANCE COMPANY
February 24, 1997 - August 7, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
