Arthur C. Miller
Professional summary
Arthur C Miller, who also goes by Art Miller, Arthur Charles Miller, Arthur Miller, is a registered financial professional currently at PEAK BROKERAGE SERVICES, LLC located in Jupiter, Florida.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 1997. Arthur has worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur C Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2025 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 1070 East Indiantown Road Suite 208-210, Jupiter, FL 33477September 30, 2024 - November 20, 2025
ARETE WEALTH MANAGEMENT, LLC
February 21, 2024 - April 30, 2024
EXCHANGERIGHT SECURITIES, LLC
June 29, 2022 - March 10, 2024
THE M & A GROUP LLC
October 29, 2020 - December 3, 2021
THE M & A GROUP LLC
January 4, 2019 - October 7, 2020
JCC CAPITAL MARKETS, LLC
August 23, 2018 - December 31, 2018
MOLONEY SECURITIES ASSET MANAGEMENT LLC
August 22, 2018 - December 31, 2018
MOLONEY SECURITIES CO., INC.
January 12, 2018 - April 10, 2018
PROVASI CAPITAL PARTNERS LP
May 23, 2017 - December 14, 2017
VANDERBILT SECURITIES, LLC
September 21, 2016 - April 29, 2017
ORCHARD SECURITIES, LLC
April 21, 2014 - September 26, 2016
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
January 30, 2012 - April 14, 2014
TERRA CAPITAL MARKETS LLC
January 14, 2011 - December 14, 2011
HSBC SECURITIES (USA) INC.
January 14, 2011 - December 14, 2011
HSBC SECURITIES (USA) INC.
November 29, 2010 - January 4, 2011
CAPITAL ONE FINANCIAL ADVISORS LLC
November 29, 2010 - January 4, 2011
CAPITAL ONE INVESTMENT SERVICES LLC
February 23, 2010 - May 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
February 23, 2010 - May 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
January 7, 2009 - February 17, 2010
TD WEALTH MANAGEMENT SERVICES INC.
June 24, 2008 - February 17, 2010
TD WEALTH MANAGEMENT SERVICES INC.
January 22, 2008 - April 22, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 1, 2007 - December 11, 2007
INVEST FINANCIAL CORPORATION
September 8, 2006 - July 25, 2007
OLD MUTUAL INVESTMENT PARTNERS
June 21, 1999 - August 22, 2006
COREBRIDGE CAPITAL SERVICES, INC.
September 5, 1997 - July 16, 1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/25/2025)
Exams
FINRA
Current Firm
PEAK BROKERAGE SERVICES, LLC
CRD#: 157045 / SEC#: , 8-68829
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK REPS, LLC | OWNER | |
| COKER, KAREN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PHILLIPS, DAVID LEVERT | CHIEF INFORMATION SECURITY OFFICER | 2054858 |
| REYNOLDS, MATTHEW MARK | PRESIDENT/FINOP | 4077413 |
| RUDNICK, REGINA MARY | PRESIDENT/HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
