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Arthur C Miller

CRD# 2689554·Registered 1997 - 2026
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur C Miller, who also goes by Art Miller, Arthur Charles Miller, Arthur Miller, was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1997 - 2026. Arthur had worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Art Miller, Arthur Charles Miller, Arthur Miller

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

PEAK BROKERAGE SERVICES, LLC·CRD# 157045
BD
Jupiter, FL
November 25, 2025 - October 5, 2026
ARETE WEALTH MANAGEMENT, LLC·CRD# 44856
BD
Chicago, IL
September 30, 2024 - November 20, 2025
EXCHANGERIGHT SECURITIES, LLC·CRD# 283430
BD
Pasadena, CA
February 21, 2024 - April 30, 2024
THE M & A GROUP LLC·CRD# 144909
BD
Stillwater, MN
June 29, 2022 - March 10, 2024
THE M & A GROUP LLC·CRD# 144909
BD
Stillwater, MN
October 29, 2020 - December 3, 2021
JCC CAPITAL MARKETS, LLC·CRD# 146776
BD
Laguna Niguel, CA
January 4, 2019 - October 7, 2020
MOLONEY SECURITIES ASSET MANAGEMENT LLC·CRD# 282448
RIA
Bellmore, NY
August 23, 2018 - December 31, 2018
MOLONEY SECURITIES CO., INC.·CRD# 38535
BD
Manchester, MO
August 22, 2018 - December 31, 2018
PROVASI CAPITAL PARTNERS LP·CRD# 119539
BD
Dallas, TX
January 12, 2018 - April 10, 2018
VANDERBILT SECURITIES, LLC·CRD# 5953
BD
Woodbury, NY
May 23, 2017 - December 14, 2017
ORCHARD SECURITIES, LLC·CRD# 133378
BD
New York, NY
September 21, 2016 - April 29, 2017
AMERICAN ELM DISTRIBUTION PARTNERS, LLC·CRD# 153322
BD
Portsmouth, NH
April 21, 2014 - September 26, 2016
TERRA CAPITAL MARKETS LLC·CRD# 123762
BD
New York, NY
January 30, 2012 - April 14, 2014
HSBC SECURITIES (USA) INC.·CRD# 19585
RIA
Massapequa, NY
January 14, 2011 - December 14, 2011
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
Massapequa, NY
January 14, 2011 - December 14, 2011
CAPITAL ONE FINANCIAL ADVISORS LLC·CRD# 127236
RIA
Melville, NY
November 29, 2010 - January 4, 2011
CAPITAL ONE INVESTMENT SERVICES LLC·CRD# 25658
BD
Atlantic Beach, NY
November 29, 2010 - January 4, 2011
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
RIA
Bethpage, NY
February 23, 2010 - May 21, 2010
UVEST FINANCIAL SERVICES GROUP, INC.·CRD# 13787
BD
Bethpage, NY
February 23, 2010 - May 21, 2010
TD WEALTH MANAGEMENT SERVICES INC.·CRD# 6940
RIA
Melville, NY
January 7, 2009 - February 17, 2010
TD WEALTH MANAGEMENT SERVICES INC.·CRD# 6940
BD
Melville, NY
June 24, 2008 - February 17, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
January 22, 2008 - April 22, 2008
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Alpharetta, GA
October 1, 2007 - December 11, 2007
OLD MUTUAL INVESTMENT PARTNERS·CRD# 44916
BD
Boston, MA
September 8, 2006 - July 25, 2007
COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
Jersey City, NJ
June 21, 1999 - August 22, 2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
September 5, 1997 - July 16, 1999

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Current Firm

PB
PEAK BROKERAGE SERVICES, LLC

PBSFL INSURANCE SERVICES, LLC | PEAK BROKERAGE SERVICES, LLC

CRD#: 157045 / SEC#: 8-68829
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Mailing Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Phone Number

(561) 641-5050

Established

Georgia since 02/16/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PEAK REPS, LLCOWNER—
COKER, KARENCHIEF RISK OFFICER2731928
MUELLER, CHRISTOPHER BRIANCHIEF OPERATIONS OFFICER2098597
PELUSO, JOHN GABRIEL JR.EXECUTIVE VICE PRESIDENT1902776
REYNOLDS, MATTHEW MARKPRESIDENT /CFO / FINOP4077413
RUDNICK, REGINA MARYCO-PRESIDENT / HEAD OF ADVISOR SERVICES2373530
TAYLOR, CHRISTIAN GABRIELCHIEF COMPLIANCE OFFICER5462381

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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