Ralph C. Calabro
Professional summary
Ralph Christopher Calabro was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ralph is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Ralph had worked at 10 firms, which includes NATIONAL SECURITIES CORPORATION, J.P. TURNER & COMPANY L.L.C., WOODSTOCK FINANCIAL GROUP INC., PRESTON LANGLEY ASSET MANAGEMENT INC., FAB SECURITIES OF AMERICA INC., ROYCE INVESTMENT GROUP INC., WILLIAM SCOTT & CO. L.L.C., JARON EQUITIES CORP., CORTLANDT CAPITAL CORPORATION, MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2011 - December 6, 2013
NATIONAL SECURITIES CORPORATION
March 25, 2004 - February 3, 2011
J.P. TURNER & COMPANY, L.L.C.
November 16, 2001 - March 25, 2004
WOODSTOCK FINANCIAL GROUP, INC.
March 28, 2001 - December 6, 2001
NATIONAL SECURITIES CORPORATION
November 11, 1998 - April 24, 2001
PRESTON LANGLEY ASSET MANAGEMENT, INC.
October 2, 1998 - October 26, 1998
FAB SECURITIES OF AMERICA, INC.
March 19, 1997 - October 19, 1998
ROYCE INVESTMENT GROUP, INC.
March 5, 1997 - March 20, 1997
WILLIAM SCOTT & CO. L.L.C.
November 5, 1996 - March 28, 1997
JARON EQUITIES CORP.
March 28, 1996 - September 23, 1996
CORTLANDT CAPITAL CORPORATION
December 14, 1995 - April 2, 1996
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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