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Ralph Christopher Calabro

CRD# 2689492·Registered 1995 - 2013
Barred: Ralph Christopher Calabro was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Ralph Christopher Calabro, who also goes by Ralph C Calabrc, Ralph C Calabre, was a registered financial advisor. Ralph was a previously registered financial professional and started their career in finance 1995 - 2013. Ralph had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ralph C Calabrc, Ralph C Calabre

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
January 31, 2011 - December 6, 2013
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Parlin, NJ
March 25, 2004 - February 3, 2011
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Woodstock, GA
November 16, 2001 - March 25, 2004
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
March 28, 2001 - December 6, 2001
PRESTON LANGLEY ASSET MANAGEMENT, INC.·CRD# 35733
BD
New York, NY
November 11, 1998 - April 24, 2001
FAB SECURITIES OF AMERICA, INC.·CRD# 28212
BD
New York, NY
October 2, 1998 - October 26, 1998
ROYCE INVESTMENT GROUP, INC.·CRD# 10494
BD
Woodbury, NY
March 19, 1997 - October 19, 1998
WILLIAM SCOTT & CO. L.L.C.·CRD# 14979
BD
Union, NJ
March 5, 1997 - March 20, 1997
JARON EQUITIES CORP.·CRD# 5764
BD
Hicksville, NY
November 5, 1996 - March 28, 1997
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
March 28, 1996 - September 23, 1996
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
December 14, 1995 - April 2, 1996

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Current Firm

NS
NATIONAL SECURITIES CORPORATION

NAT'L SECURITIES CORP | WASHINGTON NATIONAL SECURITIES CORPORATION | NTL INSURANCE AGENCY | NSC INSURANCE AGENCY | NATIONAL SECURITIES OF WASHINGTON | NATIONAL SECURITIES CORPORATION | NATIONAL SECURITIES CORP OF WASHINGTON STATE

CRD#: 7569 / SEC#: 8-164
BD
Terminated by SEC on 10/20/2022

Contact Information

Established

Washington since 01/06/1947

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL HOLDINGS CORPORATIONPARENT, OWNER—
MARKUNAS, MICHAELCHIEF COMPLIANCE OFFICER1832307

Disclosures

Regulatory Event

66

Arbitration

16

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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