Derrick L. Lowery

BROOKWOOD WEALTH ADVISORS

Cartersville, GA

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CRD#: 2689336

Professional summary

Derrick Lamar Lowery, CFP® is a registered financial advisor currently at BROOKWOOD WEALTH ADVISORS, LLC located in Cartersville, Georgia.

Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Derrick has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Budget Committee Member/ Trinity Baptist Church/Non-investment related/Cartersville, GA,10/2015, 1 hr/month outside trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Lamar Lowery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

January 16, 2020 - Present

BROOKWOOD WEALTH ADVISORS, LLC

RIA

CRD#: 306735

Cartersville, GA

Past

December 1, 2016 - January 17, 2020

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

ATLANTA, GA

Past

November 17, 2016 - January 17, 2020

OPPENHEIMER & CO. INC.

CRD#: 249

ATLANTA, GA

Past

October 24, 2011 - November 21, 2016

MORGAN STANLEY

RIA

CRD#: 149777

ATLANTA, GA

Past

October 19, 2011 - November 21, 2016

MORGAN STANLEY

CRD#: 149777

ATLANTA, GA

Past

July 26, 2010 - September 27, 2011

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

November 24, 1997 - February 28, 2000

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

January 4, 1996 - July 2, 1997

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

NEW YORK, NY

Past

December 21, 1995 - January 4, 1996

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/22/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2010

General Securities Representative Examination

Current Firm

BROOKWOOD WEALTH ADVISORS, LLC

CRD#: 306735 / SEC#:

Georgia

Registered Investment Advisory firm - (1/16/2020 Approved)

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Contact information

Main Address

Cartersville, GA

Mailing Address

Po Box 201373, Cartersville, GA 30120

Phone number

(770) 336-2053

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	61
AUM (Assets Under Management)	$ 11,730,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derrick L. Lowery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derrick Lamar Lowery's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MORGAN STANLEY

MORGAN STANLEY

J.P. TURNER & COMPANY, L.L.C.

TD AMERITRADE, INC.

FAIRCHILD FINANCIAL GROUP, INC.

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2010

Series 63

Date: 12/22/1995

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2010

Current Firm

BROOKWOOD WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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