Sean H. Gillooley
Professional summary
Sean Heimbuch Gillooley, CIMA®, who also goes by Sean Heimbuch Gillooley, Sean H Gillooley, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1996. Sean has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Heimbuch Gillooley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2026 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 1251 Avenue Of The Americas Suite 4102, New York, NY 10020February 21, 2019 - March 31, 2026
FORESIDE FUND SERVICES, LLC
March 9, 2010 - December 26, 2018
PRINCIPAL FUNDS DISTRIBUTOR, INC.
August 26, 2009 - March 2, 2010
COHEN & STEERS SECURITIES, LLC
June 16, 2006 - April 2, 2009
BLACKROCK FINANCIAL MANAGEMENT, INC
October 6, 2004 - June 20, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
February 9, 2001 - April 2, 2009
BLACKROCK INVESTMENTS, LLC
March 28, 2000 - November 2, 2000
TRADE.COM ONLINE SECURITIES, INC.
April 17, 1997 - February 25, 2000
NEUBERGER BERMAN MANAGEMENT LLC
June 11, 1996 - January 14, 1997
GLEN RAUCH SECURITIES, INC.
January 1, 1996 - May 17, 1996
GLOBAL CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2026)
(4/13/2026)
(4/10/2026)
(4/14/2026)
(4/13/2026)
(4/10/2026)
(4/13/2026)
(4/10/2026)
(4/13/2026)
(4/10/2026)
(4/13/2026)
Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| ROSENFELD, KEVIN | HEAD OF PRIVACORE SALES | 2989217 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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