Sean H. Gillooley
Professional summary
Sean Heimbuch Gillooley, CIMA®, who also goes by Sean H Gillooley, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1996. Sean has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Heimbuch Gillooley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2019 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 1251 Avenue Of The Americas Suite 4102, New York, NY 10020March 9, 2010 - December 26, 2018
PRINCIPAL FUNDS DISTRIBUTOR, INC.
August 26, 2009 - March 2, 2010
COHEN & STEERS SECURITIES, LLC
June 16, 2006 - April 2, 2009
BLACKROCK FINANCIAL MANAGEMENT, INC
October 6, 2004 - June 20, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
February 9, 2001 - April 2, 2009
BLACKROCK INVESTMENTS, LLC
March 28, 2000 - November 2, 2000
TRADE.COM ONLINE SECURITIES, INC.
April 17, 1997 - February 25, 2000
NEUBERGER BERMAN MANAGEMENT LLC
June 11, 1996 - January 14, 1997
GLEN RAUCH SECURITIES, INC.
January 1, 1996 - May 17, 1996
GLOBAL CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2019)
(2/25/2019)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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