George A. Khouri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Andrew Khouri was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1974. George had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 24, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2015 - November 3, 2025
CHATSWORTH SECURITIES LLC
December 21, 2012 - May 28, 2015
DREXEL HAMILTON, LLC
March 31, 2005 - July 14, 2011
GCP SECURITIES, INC.
April 13, 1999 - March 17, 2003
AVALON SECURITIES, LTD.
April 1, 1999 - May 27, 1999
GCP SECURITIES, INC.
June 24, 1993 - October 11, 1996
NOMURA SECURITIES INTERNATIONAL, INC.
October 7, 1987 - January 17, 1992
PRUDENTIAL EQUITY GROUP, LLC
January 24, 1974 - July 6, 1987
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 1/21/1974
Registered Representative ExaminationSeries 12
Date: 12/15/1994
NYSE Branch Manager ExaminationSeries 40
Date: 11/20/1978
Registered Principal ExaminationCurrent Firm
CHATSWORTH SECURITIES LLC
CRD#: 40804 / SEC#: 801-120061, 8-49199
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIFIORE, RALPH RAYMOND | SENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICER / CHIEF EXECUTIVE OFFICER | 1913027 |
| FULVIO, GENNARO JOHN | FINOP | 2435828 |
| MACLEAN, DANIEL CRAWFORD | SENIOR MANAGING DIRECTOR | 1467579 |
| MATCOVSKY, JOEL JAY | SENIOR MANAGING DIRECTOR | 1769496 |
| THE ESTATE OF CURTIS E. GOWDY | ESTATE |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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