Theodore M. Kelly

KELLY FINANCIAL PLANNING

Cincinnati, OH 45249

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CRD#: 2689183

Professional summary

Theodore Michael Kelly SR, CFP®, who also goes by Mike Kelly Sr, Theodore Kelly, Michael Theodore Kelly, is a registered financial advisor currently at KELLY FINANCIAL PLANNING, LLC located in Cincinnati, Ohio.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Theodore has worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.

Biography

In addition to Kelly Financial Planning, Mike owns a consulting company, Right Path Enterprises, LLC, with his wife. They are native South Carolinians, who currently live in the Cincinnati, OH area. When he’s not working with clients, Mike enjoys reading, traveling, exercising, investing and playing golf. Mike also enjoys serving his community. He serves as a board and committee member for several non-profit organizations in Ohio and North Carolina.

Question & Answer

What are your service offerings?

Insurance Planning

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Retirement Planning

Budgeting

Investment Planning

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

Corporate Executives

Financial Psychology/Coaching

Hourly

Retirement Plan Investment Adv...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Mike Kelly Sr | Theodore Kelly | Michael Theodore Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Warsaw Federal Savings and Loan, 7800 E. Kemper Rd., Suite 140, Cincinnati, OH 45249. Investment related - banking. Independent Board Member. Attend Board of Director meetings. Start: July 1, 2023. 4-5 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Michael Kelly SR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

February 24, 2017 - Present

KELLY FINANCIAL PLANNING, LLC

Office #1: 9435 Waterstone Blvd Suite 140, Cincinnati, OH 45249

RIA

CRD#: 287569

Cincinnati, OH

Past

September 30, 2002 - August 13, 2003

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

September 8, 1998 - November 7, 2001

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/2/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/24/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 9/4/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KELLY FINANCIAL PLANNING, LLC

CRD#: 287569 / SEC#:

Ohio

Registered Investment Advisory firm - (2/24/2017 Approved)

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Contact information

Main Address

9435 Waterstone Blvd Suite 140, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 379-2527

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Theodore M. Kelly

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Michael Kelly SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

KELLY FINANCIAL PLANNING, LLC

MML INVESTORS SERVICES, LLC

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/1998

Series 65

Date: 11/24/1995

Series 6

Date: 9/4/1998

Current Firm

KELLY FINANCIAL PLANNING, LLC

Contact information

Documents

Red Flags

Company Information

KELLY FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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