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EG

Edward Thomas Gaylor

CRD# 2689061·Registered 1998 - 2012
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Thomas Gaylor, who also goes by Edward Gaylor, Ted Gaylor, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1998 - 2012. Edward had worked at 5 firms and has passed the Series 63, Series 55, Series 25, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward Gaylor, Ted Gaylor

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

BENJAMIN & JEROLD BROKERAGE I, LLC·CRD# 29110
BD
New York, NY
January 6, 2012 - December 11, 2012
THE GRISWOLD COMPANY, INCORPORATED·CRD# 32944
BD
New York, NY
November 24, 2009 - December 16, 2009
ILLUSTRO TRADING, LLC·CRD# 32792
BD
New York, NY
January 6, 2009 - May 26, 2010
NATIXIS SECURITIES AMERICAS LLC·CRD# 1101
BD
New York, NY
January 31, 2000 - June 6, 2008
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
October 29, 1998 - July 19, 1999

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Current Firm

B&
BENJAMIN & JEROLD BROKERAGE I, LLC

ALTERNATIVE INVESTMENT STORE | OPAL CAPITAL GROUP | MCCAULEY GROUP | GLOBAL SHARES EXECUTION SERVICES | GGK GROUP | DA GAMA PARTNERS | D.E. MACGOWN & CO | CURATED CAPITAL GROUP | BENJAMIN & JEROLD BROKERAGE, INC. | BENJAMIN & JEROLD BROKERAGE I, LLC

CRD#: 29110 / SEC#: 8-44133
BD
Terminated by SEC on 04/13/2019

Contact Information

Established

Illinois since 02/01/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DOLAN, TERENCE JR.CEO, CCO, AML, OWNER2352516

Disclosures

Regulatory Event

6

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1999About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2007

Series 25 — NYSE Trading Assistant Examination

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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