Leslie G. Markus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie George Markus JR, who also goes by George Markus, Lester George Markus, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1996. Leslie had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2018 - April 19, 2023
DUKE AND DUKE WEALTH MANAGEMENT LLC
November 10, 2015 - September 20, 2018
CAPITAL ANALYSTS
September 22, 2015 - September 20, 2018
LINCOLN INVESTMENT
September 18, 2015 - September 14, 2018
LINCOLN INVESTMENT
May 25, 2012 - September 23, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
May 24, 2012 - September 23, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
January 5, 2007 - May 25, 2012
CADARET, GRANT & CO., INC.
September 12, 2006 - May 25, 2012
CADARET, GRANT & CO., INC.
June 7, 2006 - September 22, 2006
CETERA ADVISORS LLC
November 23, 2001 - September 22, 2006
CETERA ADVISORS LLC
July 16, 1999 - November 27, 2001
AMERICAN CAPITAL CORPORATION
April 3, 1997 - August 17, 1999
TOWER SQUARE SECURITIES, INC.
February 16, 1996 - April 4, 1997
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 1/31/2005
Corporate Securities Limited Representative ExaminationCurrent Firm
DUKE AND DUKE WEALTH MANAGEMENT LLC
CRD#: 290184 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 208 |
| AUM (Assets Under Management) | $ 45,407,682 |
Red Flags
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