JR
Jeffre S. Reininger
B.B. GRAHAM & COMPANY
Monroe, OR
Some features on this profile are disabled
CRD#: 2688832
JR
Professional summary
Jeffre Scott Reininger, who also goes by Jeff Reininger, is a registered financial advisor currently at B.B. GRAHAM & COMPANY, INC. located in Monroe, Oregon.
Jeffre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jeffre has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Reininger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WILLAMETTE VALLEY RETIREMENT SERVICES- POSITION: OWNER, INVESTMENT RELATED: No NUMBER OF HOURS: 80 HRS/MO SECURITIES TRADING HOURS: 80HRS/MO START DATE: 08/28/2019 ADDRESS: 6720 AARON LANE, SPRINGFIELD OR 97478, United States DESCRIPTION: SALES AND SERVICES OF FIXED INSURANCE PRODUCTS. LIFE INSURANCE AGENT.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffre Scott Reininger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffre Scott Reininger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2019 - Present
B.B. GRAHAM & COMPANY, INC.
Office #2: 1700 W. Katella Ave., Orange, CA 92867RIA
BD
CRD#: 41533
Monroe, OR
Current
September 25, 2019 - Present
B.B. GRAHAM & COMPANY, INC.
Office #2: 1700 W. Katella Ave., Orange, CA 92867RIA
BD
CRD#: 41533
Monroe, OR
Past
March 1, 2019 - September 27, 2019
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
SPRINGFIELD, OR
Past
March 1, 2019 - September 27, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SPRINGFIELD, OR
Past
August 14, 2018 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
SPRINGFIELD, OR
Past
August 14, 2018 - March 1, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
SPRINGFIELD, OR
Past
June 26, 2015 - August 15, 2018
CAPITAL FINANCIAL SERVICES, INC.
RIA
CRD#: 8408
Springfield, OR
Past
June 26, 2015 - August 15, 2018
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
Springfield, OR
Past
April 23, 2015 - July 1, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
LAKE OSWEGO, OR
Past
March 12, 2015 - July 1, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
LAKE OSWEGO, OR
Past
January 30, 2015 - February 17, 2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
EUGENE, OR
Past
February 28, 1996 - February 17, 2015
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
EUGENE, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BG
B.B. GRAHAM & COMPANY, INC.
B.B. GRAHAM & COMPANY, INC.
CRD#: 41533 / SEC#: 801-106968, 8-49477
RIA
Registered Investment Advisory firm - SEC (12/3/2015 Approved)Arizona
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)California
Registered Investment Advisory firm - SEC (1/16/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Illinois
Registered Investment Advisory firm - SEC (12/3/2015 Terminated)Iowa
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Nebraska
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/18/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/25/2019)
RR
California(9/25/2019)
IAR
California(9/25/2019)
RR
Louisiana(10/14/2025)
RR
Oregon(9/25/2019)
IAR
Oregon(9/25/2019)
RR
Washington(9/30/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BG
B.B. GRAHAM & COMPANY, INC.
B.B. GRAHAM & COMPANY, INC.
CRD#: 41533 / SEC#: 801-106968, 8-49477
RIA
Registered Investment Advisory firm - SEC (12/3/2015 Approved)Arizona
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)California
Registered Investment Advisory firm - SEC (1/16/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Illinois
Registered Investment Advisory firm - SEC (12/3/2015 Terminated)Iowa
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Missouri
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Nebraska
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (12/17/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/18/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1700 W. Katella Ave., Orange, CA 92867
Mailing Address
1700 W. Katella Ave., Orange, CA 92867
Phone number
(714) 628-5200
Established
California since 06/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
28
SEC notice filing (45 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRAHAM, BRUCE EDWIN | PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 2563258 |
| BETTFREUND, JOHN WAYNE JR | CHIEF COMPLIANCE OFFICER | 1448436 |
| CALLEN, DOUGLAS BRAD | SENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER | 2133945 |
| GODINEZ, MARIE ELIZABETH | CHIEF OPERATIONS OFFICER | 3020086 |
Regulatory assets under management
| Total Number of Accounts | 303 |
| AUM (Assets Under Management) | $ 196,073,458 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
