Joseph A. Petry

MAYFAIR FINANCIAL

Kirkwood, MO

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CRD#: 2688807

Professional summary

Joseph Anthony Petry, CFP®, who also goes by Joe Petry, Joseph Petry, is a registered financial advisor currently at MAYFAIR FINANCIAL, LLC located in Kirkwood, Missouri.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joseph has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Petry | Joseph Petry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joe Petry is an Investment Adviser Representative of Betterman Digital Wealth, Inc. The business is another Registered Investment Adviser, which is an investment-related business. The relationship started in June of 2020. He devotes 40 hours per week in this role, all of which are during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Petry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

August 11, 2022 - Present

MAYFAIR FINANCIAL, LLC

RIA

CRD#: 321824

Kirkwood, MO

Past

July 14, 2021 - November 20, 2023

BETTERMAN DIGITAL WEALTH, INC.

RIA

CRD#: 158755

Kirkwood, MO

Past

October 8, 1999 - March 12, 2001

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

October 8, 1998 - October 26, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 1, 1996 - October 8, 1998

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

Past

February 7, 1996 - March 6, 1996

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/11/2022)

IAR

Texas
(4/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/11/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/26/1996

General Securities Principal Examination

Current Firm

MAYFAIR FINANCIAL, LLC

CRD#: 321824 / SEC#:

Missouri

Registered Investment Advisory firm - (8/11/2022 Approved)

Texas

Registered Investment Advisory firm - (4/28/2023 Conditional Restricted)

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Contact information

Main Address

Kirkwood, MO

Mailing Address

Phone number

(314) 882-9252

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 26,077,657

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Petry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Petry's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAYFAIR FINANCIAL, LLC

BETTERMAN DIGITAL WEALTH, INC.

CREDIT SUISSE SECURITIES (USA) LLC

CITIGROUP GLOBAL MARKETS INC.

CITICORP SECURITIES, INC.

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2020

Series 63

Date: 9/19/1996

Series 7

Date: 12/11/1995

Series 24

Date: 9/26/1996

Current Firm

MAYFAIR FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAYFAIR FINANCIAL, LLC

TRUST BUT VERIFY

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