Eddie Miller
Professional summary
Eddie Miller was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eddie is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Eddie had worked at 4 firms, which includes FIRST ASSET MANAGEMENT INC., LADENBURG THALMANN & CO. INC., RICKEL & ASSOCIATES INC., STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 1998 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
October 12, 1997 - February 19, 1998
LADENBURG THALMANN & CO. INC.
January 14, 1997 - September 17, 1997
RICKEL & ASSOCIATES, INC.
February 26, 1996 - December 20, 1996
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST ASSET MANAGEMENT, INC.
CRD#: 17341 / SEC#: , 8-35154
Contact information
Documents
Red Flags
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