Timothy N. Payne
Professional summary
Timothy Neil Payne was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Timothy had worked at 7 firms, which includes RIDGEWAY CONGER ADVISORY SERVICES, ADIRONDACK TRADING GROUP LLC, INVESTORS CAPITAL CORP., WILBANKS SECURITIES ADVISORY, WILBANKS SECURITIES INC., OSAIC SERVICES INC., MML INVESTORS SERVICES LLC.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2015 - December 31, 2015
RIDGEWAY CONGER ADVISORY SERVICES
April 28, 2015 - December 10, 2015
ADIRONDACK TRADING GROUP LLC
January 28, 2014 - March 26, 2015
INVESTORS CAPITAL CORP.
January 24, 2014 - March 26, 2015
INVESTORS CAPITAL CORP.
June 2, 2009 - February 21, 2014
WILBANKS SECURITIES ADVISORY
June 2, 2009 - February 21, 2014
WILBANKS SECURITIES, INC.
March 24, 2008 - June 5, 2009
OSAIC SERVICES, INC.
March 11, 2008 - June 5, 2009
OSAIC SERVICES, INC.
February 25, 2000 - March 25, 2008
WILBANKS SECURITIES ADVISORY
August 30, 1999 - March 25, 2008
WILBANKS SECURITIES, INC.
March 14, 1996 - July 16, 1999
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
