DB
David P. Burbie
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 2688636
DB
Professional summary
David P Burbie, CIMA®, who also goes by David Peter Burbie, is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Minneapolis, Minnesota and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Peter Burbie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Activity: OMNI CLOTHING LLC; Date Activity Started/modified/ended: 03/16/2018; Type of Activity: SMALL BUSINESS; Role/Relationship: OFFICER; Responsibilities: RETAIL CLOTHING STORE; Income Per Year: NO INCOME; Total hours Per Month: 0 - 20; Hours During Trading Hours per Month: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END-----
CRS (Client Relationship Summary) - RIA
Click below to view David P Burbie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 4, 2011 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Office #1: 707 2nd Ave S, Minneapolis, MN 55402RIA
CRD#: 108257
Minneapolis, MN
Current
March 17, 2011 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402BD
CRD#: 840
Minneapolis, MN
Past
September 12, 2007 - March 29, 2011
MORGAN STANLEY DISTRIBUTION, INC.
BD
CRD#: 30344
LOS ANGELES, CA
Past
November 9, 2005 - May 31, 2007
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
SAN FRANCISCO, CA
Past
August 20, 2005 - October 14, 2005
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
January 11, 2001 - August 20, 2005
BACAP DISTRIBUTORS, LLC
BD
CRD#: 46088
CHARLOTTE, NC
Past
August 26, 1996 - July 13, 1999
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Past
January 16, 1996 - April 3, 1996
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/19/2020)
RR
Alaska(11/19/2020)
RR
Arizona(11/19/2020)
RR
Arkansas(3/17/2011)
IAR
Arkansas(10/4/2011)
RR
California(11/19/2020)
RR
Colorado(11/19/2020)
RR
Connecticut(11/19/2020)
RR
Delaware(11/19/2020)
RR
District of Columbia(11/19/2020)
RR
Florida(11/19/2020)
RR
Georgia(11/19/2020)
RR
Hawaii(11/19/2020)
RR
Idaho(11/19/2020)
RR
Illinois(3/17/2011)
IAR
Illinois(10/4/2011)
RR
Indiana(3/20/2017)
IAR
Indiana(3/20/2017)
RR
Iowa(3/17/2011)
IAR
Iowa(10/4/2011)
RR
Kansas(3/17/2011)
IAR
Kansas(10/4/2011)
RR
Kentucky(11/19/2020)
RR
Louisiana(11/19/2020)
RR
Maine(11/19/2020)
RR
Maryland(11/19/2020)
RR
Massachusetts(11/19/2020)
RR
Michigan(3/17/2011)
IAR
Michigan(10/5/2011)
RR
Minnesota(3/17/2011)
IAR
Minnesota(1/16/2014)
RR
Mississippi(11/19/2020)
IAR
Mississippi(3/15/2024)
RR
Missouri(3/17/2011)
IAR
Missouri(10/4/2011)
RR
Montana(11/19/2020)
RR
Nebraska(3/30/2012)
IAR
Nebraska(4/25/2012)
RR
Nevada(11/19/2020)
RR
New Hampshire(11/19/2020)
RR
New Jersey(11/19/2020)
RR
New Mexico(11/19/2020)
RR
New York(11/19/2020)
RR
North Carolina(11/19/2020)
RR
North Dakota(3/30/2012)
IAR
North Dakota(4/9/2012)
RR
Ohio(12/5/2019)
IAR
Ohio(12/5/2019)
RR
Oklahoma(3/17/2011)
IAR
Oklahoma(10/4/2011)
RR
Oregon(11/19/2020)
RR
Pennsylvania(11/19/2020)
RR
Puerto Rico(11/19/2020)
RR
Rhode Island(11/19/2020)
RR
South Carolina(11/19/2020)
RR
South Dakota(3/30/2012)
IAR
South Dakota(4/2/2012)
RR
Tennessee(11/19/2020)
RR
Texas(3/17/2011)
IAR
Texas(10/4/2011)
RR
Utah(11/19/2020)
RR
Vermont(11/19/2020)
RR
Virgin Islands(11/19/2020)
RR
Virginia(11/19/2020)
RR
Washington(11/19/2020)
RR
West Virginia(11/19/2020)
RR
Wisconsin(3/30/2012)
IAR
Wisconsin(3/30/2012)
RR
Wyoming(11/19/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
