Stephen M. Gilbert
Professional summary
Stephen Michael Gilbert, CFP®, who also goes by Stephen M Gilbert, Stephen Michael Gilbert, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Michael Gilbert's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2010 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484September 20, 2018 - April 10, 2020
PRUCO SECURITIES, LLC.
April 30, 2009 - November 4, 2010
MML INVESTORS SERVICES, LLC
January 17, 2003 - December 4, 2004
MML INVESTORS SERVICES, LLC
August 7, 2002 - November 4, 2010
MML DISTRIBUTORS, LLC
December 17, 1998 - January 8, 2002
VOYA FINANCIAL PARTNERS, LLC
August 23, 1996 - November 20, 1998
VOYA FINANCIAL ADVISORS, INC.
January 12, 1996 - August 23, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 12, 1996 - August 23, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2010)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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