Paul A. Padovani

PADOVANI ASSET MANAGEMENT

Somers, NY

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CRD#: 2688559

Professional summary

Paul Andrew Padovani, who also goes by Paul A Padovani, is a registered financial advisor currently at PADOVANI ASSET MANAGEMENT located in Somers, New York.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Paul has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul A Padovani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) MGPC Agency, not investment related, Somers, NY, Licensed Insurance Agency, Owner, Start Date 02/2018, 4 hours per month 2.) Warshaw Capital, not investment related, Samford, CT, Mortgage Lender, Mortgage Loan Officer, Start Date 06/2014, 8 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Andrew Padovani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2021 - Present

PADOVANI ASSET MANAGEMENT

RIA

CRD#: 168354

Somers, NY

Past

December 4, 2012 - June 26, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ELMSFORD, NY

Past

June 1, 2009 - December 19, 2012

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

June 1, 2009 - December 19, 2012

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

April 1, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PURCHASE, NY

Past

April 1, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

Past

July 24, 2003 - April 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MT KISCO, NY

Past

April 12, 2001 - April 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MT KISCO, NY

Past

February 6, 1996 - April 25, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/19/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/5/1996

General Securities Representative Examination

Current Firm

PADOVANI ASSET MANAGEMENT

PADOVANI ASSET MANAGEMENT | PADOVANI ASSET MANAGEMENT, INC.

CRD#: 168354 / SEC#: 801-118238

RIA

Registered Investment Advisory firm - (6/15/2021 Terminated)

New York

Registered Investment Advisory firm - (6/2/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Somers, NY

Mailing Address

Phone number

(914) 400-1800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 216,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul A. Padovani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Andrew Padovani's CRS (Customer Relationship Summary).

Certified licenses

Experience

MSI FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/19/2013

Series 63

Date: 4/23/1997

Series 7

Date: 2/5/1996

Current Firm

PADOVANI ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PADOVANI ASSET MANAGEMENT

TRUST BUT VERIFY

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