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John Francis O'dore

CRD# 2688558·Registered 1996 - 2016
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Francis O'dore, who also goes by John O'dore, John F Odore, John Francis Odore, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2016. John had worked at 4 firms and has passed the Series 63, SIE, Series 82, Series 79 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John O'dore, John F Odore, John Francis Odore

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

MERIDIAN CAPITAL LLC·CRD# 172143
BD
Seattle, WA
March 14, 2016 - December 5, 2016
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC·CRD# 29540
BD
Seattle, WA
January 31, 2013 - September 20, 2013
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
November 3, 1997 - August 29, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 2, 1996 - November 5, 1996

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Current Firm

MC
MERIDIAN CAPITAL LLC

MERIDIAN CAPITAL LLC

CRD#: 172143 / SEC#: 8-69499
BD
Terminated by SEC on 06/28/2026

Contact Information

Established

Washington since 11/03/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MURPHY, BRIAN DAVIDCEO,CCO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER6147279
RINGLAND, PATRICK THOMAS GILLIAMDIRECTOR & AML COMPLIANCE PERSON6148246
WILKE, CHARLES STEPHENMANAGING DIRECTOR2624241

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Nov 2014About the Series 82 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jan 2013About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Apr 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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