John E. Silberman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Silberman, who also goes by John E Silberman, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2018 - December 11, 2023
CITIZENS SECURITIES, INC.
August 13, 2018 - December 11, 2023
CITIZENS SECURITIES, INC.
September 12, 2012 - July 30, 2018
SANTANDER SECURITIES LLC
August 17, 2005 - January 27, 2012
WALNUT STREET SECURITIES, INC.
August 17, 2005 - January 27, 2012
TOWER SQUARE SECURITIES, INC.
August 17, 2005 - January 27, 2012
NEW ENGLAND SECURITIES
August 17, 2005 - January 27, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
August 4, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 4, 2005 - January 27, 2012
MSI FINANCIAL SERVICES, INC.
January 29, 2001 - June 7, 2005
NEW ENGLAND SECURITIES
December 10, 1999 - December 1, 2000
SIGNATOR INVESTORS, INC.
January 9, 1996 - October 6, 1998
METROPOLITAN LIFE INSURANCE COMPANY
January 9, 1996 - October 6, 1998
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
CITIZENS SECURITIES, INC.
CRD#: 39550 / SEC#: 801-61902, 8-48744
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
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