Wesley E. Watkis
Professional summary
Wesley Edward Watkis, who also goes by Wesley Edward Watkins, is a registered financial advisor currently at THE W & W GROUP LLC located in Rockville, Maryland.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Wesley has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Edward Watkis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2017 - Present
THE W & W GROUP LLC
April 19, 2017 - August 15, 2017
WORLD CAPITAL BROKERAGE, INC.
February 5, 2003 - March 27, 2017
GLOBAL BROKERAGE SERVICES, INC.
February 5, 2001 - March 27, 2017
GLOBAL BROKERAGE SERVICES, INC.
January 23, 2001 - January 25, 2001
FSC SECURITIES CORPORATION
May 17, 2000 - March 2, 2001
ROBERT W. BAIRD & CO. INCORPORATED
May 17, 2000 - March 2, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 13, 1996 - April 6, 2000
NYLIFE SECURITIES LLC
July 8, 1996 - October 16, 1996
GLOBAL BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/17/2017)
(12/19/2019)
(8/21/2018)
(6/5/2017)
(7/23/2018)
(7/18/2017)
Exams
Current Firm
THE W & W GROUP LLC
CRD#: 286334 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 300 |
| AUM (Assets Under Management) | $ 23,771,303 |
Red Flags
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