Amarbir S. Jawanda
Professional summary
Amarbir Singh Jawanda is a registered financial professional currently at UNITED FIRST PARTNERS LLC located in New York, New York.
Amarbir is registered as a RR (Registered Representative) and started their career in finance in 1996. Amarbir has worked at 8 firms and has passed the Series 63, Series 57TO, Series 7TO, Series 3, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amarbir Singh Jawanda's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2021 - Present
UNITED FIRST PARTNERS LLC
Office #1: 3 Columbus Circle Suite 1730, New York, NY 10019November 27, 2019 - November 19, 2021
EXANE, INC.
October 16, 2018 - December 5, 2019
FORTE SECURITIES LLC
December 3, 2015 - October 15, 2018
OTCEX, LLC
June 10, 2013 - July 31, 2014
RBC CAPITAL MARKETS, LLC
March 25, 2006 - September 10, 2012
HSBC SECURITIES (USA) INC.
September 26, 2003 - March 29, 2006
MILLENCO LLC
January 29, 1996 - October 30, 2000
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
UNITED FIRST PARTNERS LLC
CRD#: 155456 / SEC#: , 8-68718
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER |
Disclosures
| Regulatory Event | 4 |
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