Christopher M. Strehle

SOUND FINANCIAL INVESTMENT MANAGEMENT

Vandalia, OH 45377

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CRD#: 2688065

Professional summary

Christopher Mark Strehle, who also goes by Chris Strehle, is a registered financial advisor currently at SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC located in Vandalia, Ohio and ESSENTIAL FINANCIAL PLANNING, INC. located in Aurora, Ohio.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Strehle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MR. CHRISTOPHER STREHLE IS THE PRESIDENT FOR SOUND FINANCIAL SOLUTIONS, INC., A NON-INVESTMENT INSURANCE PRODUCTS SOLD THROUGH SOUND FINANCIAL SOLUTIONS INSURANCE AGENCY. 2)MR. STREHLE IS THE PRESIDENT FOR SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC. FEE BASED INVESTMENT ADVISOR REPRESENTATIVE. 3)MR. STREHLE IS ALSO REGISTERED REP OF OSAIC WEALTH, INC. - COMMISSION BASED SECURITIES SALES. 4)GMC, LLC;320 JAMES BOHANAN DR,VANDALIA,OH 45377;SOLICITORS AGREEMENT;PRESIDENT;10 HRS/MONTH;30 MIN DURING TRADING;NET REVENUE FROM REFERRALS TO SFIM DEPOSITED INTO BANK FOR MARKETING EXP. 5)Sound Financial Management,LLC;not investment related;320 James Bohanan Dr,Vandalia,OH 95377;own my office building with this LLC;owner/president;1/1/2012;2 hrs/month;less than 1 hr during trading;this LLC owns my building, I pay rent to this LLC for tax purposes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mark Strehle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2012 - Present

SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC

Office #1: 320 James E. Bohanan Drive, Vandalia, OH 45377

RIA

CRD#: 163025

Vandalia, OH

Current

December 1, 2017 - Present

ESSENTIAL FINANCIAL PLANNING, INC.

RIA

CRD#: 168747

AURORA, OH

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 320 James E. Bohanan Memorial Drive, Vandalla, OH 45377

RIA

CRD#: 23131

VANDALLA, OH

Past

October 8, 2014 - December 14, 2017

DYNAMIC EMPLOYEE SOLUTIONS, LLC.

RIA

CRD#: 169783

VANDALIA, OH

Past

August 17, 2012 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

VANDALLA, OH

Past

September 4, 2007 - October 12, 2012

INDEPENDENT ADVISERS GROUP CORP

RIA

CRD#: 106684

KETTERING, OH

Past

August 14, 2007 - August 21, 2012

OSAIC FS, INC.

RIA

CRD#: 3870

VANDALIA, OH

Past

August 13, 2007 - August 21, 2012

OSAIC FS, INC.

CRD#: 3870

VANDALIA, OH

Past

April 17, 2003 - August 20, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

TROY, OH

Past

February 6, 2003 - August 20, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

TROY, OH

Past

December 1, 1998 - February 13, 2003

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/23/2024)

Florida
(8/23/2024)

Indiana
(8/23/2024)

Kentucky
(8/23/2024)

Maryland
(8/23/2024)

Michigan
(8/23/2024)

Nevada
(8/23/2024)

New Jersey
(8/23/2024)

North Carolina
(8/23/2024)

IAR

Ohio
(7/3/2012)

Ohio
(8/23/2024)

Virginia
(8/23/2024)

Washington
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/28/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/23/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/23/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC

CRD#: 163025 / SEC#:

Ohio

Registered Investment Advisory firm - (7/3/2012 Approved)

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Contact information

Main Address

320 James E. Bohanan Drive, Vandalia, OH 45377

Mailing Address

Phone number

(937) 264-9300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher M. Strehle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mark Strehle's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESSENTIAL FINANCIAL PLANNING, INC.

OSAIC WEALTH, INC.

DYNAMIC EMPLOYEE SOLUTIONS, LLC.

TRIAD ADVISORS LLC

INDEPENDENT ADVISERS GROUP CORP

OSAIC FS, INC.

OSAIC FS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

THE O.N. EQUITY SALES COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/23/2004

Series 6

Date: 10/23/1998

FINRA

Current Firm

SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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