Cary L. Kolopsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cary Lee Kolopsky was a registered financial professional .
Cary is a previously registered financial professional and started their career in finance in 1996. Cary had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2000 - November 27, 2000
DUPONT SECURITIES GROUP, INC.
December 8, 1998 - September 2, 1999
FAB SECURITIES OF AMERICA, INC.
July 27, 1998 - October 15, 1998
BERRY-SHINO SECURITIES, INC.
August 5, 1997 - July 8, 1998
BIRCHTREE FINANCIAL SERVICES LLC
March 6, 1997 - July 22, 1997
JOSEPHTHAL & CO., INC.
January 1, 1996 - March 24, 1997
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DUPONT SECURITIES GROUP, INC.
CRD#: 42305 / SEC#: , 8-49791
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
