David Stefansky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Stefansky, who also goes by Dave Stefansky, Dave Stefnsky, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 8 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2020 - October 28, 2021
J.H. DARBIE & CO., INC.
June 29, 2005 - September 26, 2006
VFINANCE INVESTMENTS, INC
December 7, 2004 - May 25, 2005
J.H. DARBIE & CO., INC.
July 28, 2004 - November 26, 2004
SOUTHRIDGE INVESTMENT GROUP LLC
January 3, 2002 - July 8, 2004
VFINANCE INVESTMENTS, INC
December 21, 2001 - December 31, 2001
VFINANCE CAPITAL LC
June 3, 1999 - January 19, 2001
LABRANCHE FINANCIAL SERVICES, LLC
October 2, 1997 - May 20, 1999
TRAUTMAN WASSERMAN & COMPANY, INC.
March 18, 1996 - September 9, 1996
RYAN BECK & CO.
December 7, 1995 - January 16, 1996
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/18/2020
General Securities Representative ExaminationSeries 79TO
Date: 6/24/2020
Investment Banking Registered Representative ExaminationCurrent Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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