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MC

Michael T. Coker

CHINA ECAPITAL PARTNERS
Irivine, CA 92618
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CRD#: 2687750
MC

Professional summary


Michael Todd George Coker, CFP® is a registered financial professional currently at CHINA ECAPITAL PARTNERS, LLC located in Irivine, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 28, Series 24 and Series 53 exams.

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Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Todd George Coker's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

January 25, 2016 - Present

CHINA ECAPITAL PARTNERS, LLC

Office #1: 144 Masterpiece, Irivine, CA 92618
BD
CRD#: 150251
Irivine, CA
Past

November 15, 2018 - April 3, 2019

ASPIRATION FINANCIAL LLC

BD
CRD#: 291904
MARINA DEL REY, CA
Past

March 30, 2017 - December 31, 2017

SYNDICATED CAPITAL, INC.

RIA
CRD#: 29037
PASADENA, CA
Past

February 6, 2015 - December 16, 2015

SYNDICATED CAPITAL, INC.

RIA
CRD#: 29037
PASADENA, CA
Past

October 10, 2014 - December 31, 2017

SYNDICATED CAPITAL, INC.

BD
CRD#: 29037
DIAMOND BAR, CA
Past

January 30, 2014 - October 2, 2014

JHS CAPITAL ADVISORS, LLC

RIA
CRD#: 112097
LOS ANGELES, CA
Past

January 24, 2014 - October 2, 2014

JHS CAPITAL ADVISORS, LLC

BD
CRD#: 112097
LOS ANGELES, CA
Past

January 24, 1996 - September 30, 2013

EQUIBOND, INC.

BD
CRD#: 37378
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/28/2014
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/12/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 1/28/2015
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CE
CHINA ECAPITAL PARTNERS, LLC
CHINA ECAPITAL PARTNERS, LLC | SIEMER & ASSOCIATES, LLC

CRD#: 150251 / SEC#: , 8-68238

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
144 Masterpiece, Irvine, CA 92618
Mailing Address
144 Masterpiece, Irvine, CA 92618
Phone number
(310) 861-2100
Established
California since 12/02/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CHINA ECAPITAL HOLDINGS LTDOWNER
COKER, MICHAEL TODD GEORGECOMPLIANCE PRINCIPAL2687750
THORNTON, STEVEN LEECCO4496384
THORNTON, STEVEN LEEFINOP4496384

Red Flags


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Company Information


CHINA ECAPITAL PARTNERS, LLC

CRD#: 150251Irivine, CA 92618

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